Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-01-20 |
| TX | RA | APPROVED | 2017-01-20 |
Branch Locations
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 06/2014 | 01/2017 |
| Bank Of America, N.A. | Cincinnati | OH | 09/2014 | 01/2017 |
| Morgan Stanley | Cincinnati | OH | 01/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2017 | Present |
I*79660 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF KENTUCKY ALUMNI CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: LEXINGTON, KENTUCKY 40506 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/23/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: JOINED GOLF TOURNAMENT COMMITTEE, MY RESPONSIBLITY IS TO RUN GAMES TO FUNDRAISE FOR THE SCHOLARSHIP FUND DURING THE ANNUAL GOLF OUTTING. I*84843 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF KENTUCKY ALUMNI CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: LEXINGTON, KENTUCKY 40506 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/2/2015 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO HELP RAISE MONEY FOR SCHOLARSHIPS TO THE UNIVERSITY OF KENTUCKY AND TO HELP CELEBRATE THE UNIVERSITY OF KENTUCKY. *430125 - Hyde Park Country Club; Investment related No; Cincinnati, OH; Gounds Comittee Member (proprietor, partner, officer, director, employee, trustee, agent); April 2021; During business hours: 0; After business hours: 1; Helping drive strategic vision for the golf course.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-27 |
Reach out to this advisor