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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-18
PA RA APPROVED 2014-12-12
  • TX RA
    APPROVED_RES
    Since 2026-03-18
  • PA RA
    APPROVED
    Since 2014-12-12

Branch Locations

1045 S Cedar Crest Blvd, Allentown, PA 18103-5443 • United States

Sciota, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Allentown PA 12/2014 03/2020
Ameriprise Financial Services, Llc Allentown PA 03/2020 Present
Previous Registrations
  • 2010-03-22 → 2014-12-16
    Easton, PA
    St Louis, MO
Other Businesses

Board of Directors; Manoquesy Lodge #413 Trustees; Trustee; 221 Penn St, , Bath, PA, 18014; Investment-Related; 12/27/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2010-03-19
Other Names
  • Timothy Mccarty

View on SEC IAPD

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