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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2010 | 12/2018 |
| Thurston Springer Financial | Valdese | NC | 12/2018 | 10/2025 |
| Lpl Financial Llc | Valdese | NC | 10/2025 | Present |
1. 09/2025 - Diamond Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Hour(s)/Month - 08 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/6/2025 2. 09/2025 - Diamond Fab LLC - Business Owner Limited Partner 2.2% - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Milwaukee, WI 53219 - OBA Start Date: 06/15/2005
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-19 |
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