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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-06
  • NC RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-06

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

141 Main St West, Valdese, NC 28690 • United States

141 Main St W, Valdese, NC 28690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2010 12/2018
Thurston Springer Financial Valdese NC 12/2018 10/2025
Lpl Financial Llc Valdese NC 10/2025 Present
  • 01/2010 → 12/2018
    St Louis, MO
  • 12/2018 → 10/2025
    Thurston Springer Financial
    Valdese, NC
  • 10/2025 → Present
    Valdese, NC
Previous Registrations
  • 2020-11-25 → 2025-10-06
    Indianapolis, IN
    Valdese, NC
  • 2018-12-18 → 2021-07-06
    Thurston, Springer, Miller, Herd & Titak, Inc.
    Valdese, NC
    Lakeland, FL
    Valdese, NC
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2010-03-23 → 2018-12-19
    Morganton, NC
    Valdese, NC
    Valdese, NC
    St Louis, MO
Other Businesses

1. 09/2025 - Diamond Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Hour(s)/Month - 08 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/6/2025 2. 09/2025 - Diamond Fab LLC - Business Owner Limited Partner 2.2% - Not Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Milwaukee, WI 53219 - OBA Start Date: 06/15/2005

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-19
  • S66 Uniform Combined State Law Examination
    2010-03-19
Designations
Other Names
  • Mary Ann Diamond
  • Mary Ann Diamond-Gordon
  • Mary Ann Szabo
  • Mary Ann Bumgarner
  • Maryann Diamond
  • Mary Ann Hammond
  • Mary Ann Diamond Hammond

View on SEC IAPD

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