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Leo Douglas Goeas

Raymond James & Associates, Inc.

Honolulu, HI

Colorado Springs, CO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-01-21
CO RA APPROVED 2020-07-16
  • HI RA
    APPROVED
    Since 2022-01-21
  • CO RA
    APPROVED
    Since 2020-07-16

Branch Locations

1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
On The Line Inc Mililani HI 02/2002 01/2021
Raymond James And Associates Honolulu HI 02/2016 Present
  • 02/2002 → 01/2021
    On The Line Inc
    Mililani, HI
  • 02/2016 → Present
    Raymond James And Associates
    Honolulu, HI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-07
  • S66 Uniform Combined State Law Examination
    2010-04-07
Other Names
  • Leo Douglas Goeas
  • Leo Goeas

View on SEC IAPD

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JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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