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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-07-13 |
Branch Locations
333 E Main Street Suite 120, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth South | Lexington | KY | 07/2016 | Present |
| Raymond James Financial Services,Inc | Lexington | KY | 07/2018 | Present |
| Raymond James Financial Services, Advisors | Danville | KY | 07/2018 | Present |
| Farmers National Bank Dba Wealthsouth | Lexington | KY | 07/2016 | Present |
(1)Name of Business: Address: Lexington, KY, 40502, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I referee NCAA and high school sanctioned lacrosse games (2)Name of Business: Address: Lexington, KY, 40502, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own 1-unit rental condo (3)Name of Business: Farmers National Bank dba Wealthsouth Address: 106 W Vine St Ste 600, Lexington, KY, 40507, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/07/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Referring opportunities to brokerage department/trust and banking (4)Name of Business: JTH Real Estate Investments, LLC Address: Lexington, KY, 40502, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None (5) Name of Business: Leonard Marshall, LLC Address: Lexington, KY, 40502, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own commercial property\nwith Howard Markowitz (33%), Judy Rola (33%)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-21 |
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