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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-07-13
  • KY RA
    APPROVED
    Since 2018-07-13

Branch Locations

333 E Main Street Suite 120, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth South Lexington KY 07/2016 Present
Raymond James Financial Services,Inc Lexington KY 07/2018 Present
Raymond James Financial Services, Advisors Danville KY 07/2018 Present
Farmers National Bank Dba Wealthsouth Lexington KY 07/2016 Present
  • 07/2016 → Present
    Wealth South
    Lexington, KY
  • 07/2018 → Present
    Raymond James Financial Services,Inc
    Lexington, KY
  • 07/2018 → Present
    Raymond James Financial Services, Advisors
    Danville, KY
  • 07/2016 → Present
    Farmers National Bank Dba Wealthsouth
    Lexington, KY
Previous Registrations
Other Businesses

(1)Name of Business: Address: Lexington, KY, 40502, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I referee NCAA and high school sanctioned lacrosse games (2)Name of Business: Address: Lexington, KY, 40502, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own 1-unit rental condo (3)Name of Business: Farmers National Bank dba Wealthsouth Address: 106 W Vine St Ste 600, Lexington, KY, 40507, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/07/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Referring opportunities to brokerage department/trust and banking (4)Name of Business: JTH Real Estate Investments, LLC Address: Lexington, KY, 40502, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None (5) Name of Business: Leonard Marshall, LLC Address: Lexington, KY, 40502, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own commercial property\nwith Howard Markowitz (33%), Judy Rola (33%)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-21
  • S66 Uniform Combined State Law Examination
    2010-09-21

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