Gustavo Ruben Nazario

Cetera Investment Advisers LLC

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Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2019-06-19

KY RA
APPROVED

Since 2019-06-19

Branch Locations

201 E. Main St Suite 520, Lexington, KY 40507 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Independent Musician	Lexington	KS	12/2008	07/2018
Foresters Financial Services	Lexington	KY	04/2015	06/2019
Foresters Advisory Services Llc	Lexington	KY	03/2017	06/2019
Greener Time Band	Lexington	KY	12/2008	Present
Cetera Investment Services Llc	St Cloud	MN	06/2019	Present
Cetera Investment Advisers Llc	Lexington	KY	06/2019	Present

12/2008 → 07/2018

Independent Musician

Lexington, KS
04/2015 → 06/2019

Foresters Financial Services

Lexington, KY
03/2017 → 06/2019

Foresters Advisory Services Llc

Lexington, KY
12/2008 → Present

Greener Time Band

Lexington, KY
06/2019 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2019 → Present

Cetera Investment Advisers Llc

Lexington, KY

Previous Registrations

2017-04-19 → 2019-06-25

Foresters Advisory Services, Llc

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-28
S63	Uniform Securities Agent State Law Examination	2015-02-15

S65 Uniform Investment Adviser Law Examination

2017-02-28
S63 Uniform Securities Agent State Law Examination

2015-02-15

View on SEC IAPD

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Other Investors

MICHAEL JAMES BROWNELL

JASON CHRISTOPHER GRESHAM

JAMES CARL GRAY

MARC ALLEN MOORE

AARON WILLIAM SEYFRIED

CARL LEE JINRIGHT

GEORGE DAVID PIERCE

JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY

INVEST INC. · LEXINGTON, KY

EAGLE STRATEGIES LLC · LEXINGTON, KY

LPL ENTERPRISE, LLC · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

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