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Ann Elizabeth Garcia

The Mather Group, LLC

Portland, OR

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-07-18
  • OR RA
    APPROVED
    Since 2025-07-18

Branch Locations

1675 Sw Marlow Ave. Suite 305, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Progressive Advisors Llc Portland OR 03/2016 Present
The Mather Group, Llc Portland OR 07/2025 Present
  • 03/2016 → Present
    Independent Progressive Advisors Llc
    Portland, OR
  • 07/2025 → Present
    Portland, OR
Previous Registrations
  • 2016-03-16 → 2025-07-18
    Independent Progressive Advisors, Llc
    Portland, OR
  • 2013-12-12 → 2016-06-30
    Beacon Rock Partners
    Portland, OR
  • 2013-06-04 → 2013-10-15
    Lake Oswego, OR
  • 2010-02-26 → 2013-10-09
    Maas Capital Advisors, Llc
    Portland, OR
    Portland, OR
Other Businesses

"HOW TO PAY FOR COLLEGE"; NOT INVESTMENT-RELATED; OR; OWNER; APPROXIMATELY 30 HRS/MO OUTSIDE TRADING HOURS; WEBSITE, BOOK AND MASTERCLASS OFFERING ADVICE ON AFFORDING COLLEGE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-25
  • S65 Uniform Investment Adviser Law Examination
    2010-02-25
Designations

View on SEC IAPD

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