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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-13 |
| TX | RA | APPROVED_RES | 2021-12-09 |
Branch Locations
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Raleigh | NC | 01/2013 | 01/2018 |
| Prudential Insurance Company Of America, Inc | Raleigh | NC | 01/2013 | 01/2018 |
| Edward Jones | St Louis | MO | 04/2018 | 12/2021 |
| Wells Fargo Clearing Services, Llc | North Wilkesboro | NC | 12/2021 | Present |
ANGELUS SANO FUND LP; NOT INV RELATED; WINTER PARK, FL; MEDICAL DEVICE; LPT; START DATE 9/17/2021; NO TIME DEVOTED DICE, BUMGARNER, BROACH INVESTMENTS, LLC; INV RELATED; GREENSBORO, NC; LLC; 33.3% OWNERSHIP; START DATE 10/13/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING DURABLE POWER OF ATTORNEY FOR MOTHER, FATHER AND STEP FATHER; INV RELATED;WILKESBORO,NC; POA; START DATE: 04/30/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING; DURABLE POWER OF ATTORNEY FOR MOTHER; INV RELATED;RALEIGH,NC; POA; START DATE: 05/12/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING; DURABLE POWER OF ATTORNEY FOR STEP DAD; INV RELATED;RALEIGH,NC; POA; START DATE: 05/12/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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