James P Conway

Current Employers

Employment History

• 04/2005 → 11/2024
  Pruco Securities, Llc.
  Cincinnati, OH
• 12/2008 → Present
  Prudential Insurance Company Of America
  Cincinnati, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  Cincinnati, OH

Previous Registrations

• 2011-09-15 → 2024-11-14
  Pruco Securities, Llc.
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1) 10/02/2024- 2444Madison Road Condominium Owners Association, Inc.- Non-Profit Board Member- Board is responsible for oversight of Community Manager and for advising on te policies and procedures of the organization- Not INV Related- At Cincinnati, OH- Start date 05/01/2024- 12 HRS MTH- 8 HRS During Trading 2) 10/02/2024- General Health Insurance- Non-Variable Insurance- Selling and servicing health insurance.- INV Related- At Cincinnati, OH- Start date 07/09/2015- 12 HRS MTH- 12 HRS During Trading 3) 10/02/2024- CareSource- Non-Variable Insurance- Selling health insurance plans offered by CareSource if appropriate for client seeking coverage- INV Related- At Cincinnati, OH- Start date 12/01/2020- 6 HRS MTH- 6 HRS During Trading 4) 10/02/2024- NAIFA - Cincinnati Chapter- Non-Profit Board Member- General support, CE class- Not INV Related- At Cincinnati, OH- Start date 01/01/2020- 12 HRS MTH- 6 HRS During Trading 5) 10/02/2024- Cincinnati Playhouse in the Park- Non-Profit Board Member- Oversight of Artistic Director and policies and procedures of nonprofit regional theater.- INV Related- At Cincinnati, OH- Start date 06/01/2015- 24 HRS MTH- 6 HRS During Trading 6) 10/02/2024- Robertson Conway Properties LLC- Real Estate Rental- Oversight of property at 2444 Madison Rd Unit 1110 Cincinnati OH 45208- INV Related- At Cincinnati, OH- Start date 02/04/2019- 1 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-10
• S63 Uniform Securities Agent State Law Examination
  2006-06-02