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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-15 |
| TN | RA | APPROVED | 2025-06-19 |
Branch Locations
4385 Poplar Avenue Rtc 2Nd Fl, Memphis, TN 38117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alluvion Securities | Memphis | TN | 12/2009 | 02/2018 |
| Alluvion Investments, Llc | Memphis | TN | 10/2011 | 12/2016 |
| First Horizon Advisors, Inc. | Memphis | TN | 03/2018 | 08/2025 |
| Lpl Financial, Llc | Memphis | TN | 06/2025 | Present |
1. 07/24/2025 - First Horizon Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported Business location(s) - Start date: 24/07/25 - 160hrs/mnth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-29 |
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