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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2013-07-31 |
| CT | RA | APPROVED | 2012-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Susquehanna Capital Group | Bala Cynwyd | PA | 02/2008 | Present |
| Merrill Lynch, Pierce, Fenner And Smith, Inc. | Latham | NY | 01/2012 | Present |
| Bank Of America, N.A. | Latham | NY | 02/2012 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UCONN ALUMNI ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: STORRS, CONNECTICUT 6269 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/21/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE THE PRESIDENT OF THE UPSTATE NEW YORK UCONN ALUMNI CHAPTER IN THE UPCOMING WEEKS. : I WILL BE STRICTLY JUST ORGANIZING GAME WATCHES AND FUN EVENTS AND NETWORKING WITH OTHER ALUMNI I*103003 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST PETERS HOSPITAL [REDACTED] FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBANY, NEW YORK 12205 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 35 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM ON A VOLUNTEER COMMITTEE WHERE WE COORDINATE AND PLAN FOR OUR ANNUAL GOLF TOURNAMENT FUNDRAISER TO RAISE MONEY FOR [REDACTED] (MY GRANDFATHER DIED OF THIS DISEASE). ON THE COMMITTEE I HELP WITH IDEAS AND TECHNOLOGY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-03 |
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