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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2013-07-31
CT RA APPROVED 2012-04-05
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2013-07-31
  • CT RA
    APPROVED
    Since 2012-04-05

Branch Locations

26 Century Hill Dr, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Susquehanna Capital Group Bala Cynwyd PA 02/2008 Present
Merrill Lynch, Pierce, Fenner And Smith, Inc. Latham NY 01/2012 Present
Bank Of America, N.A. Latham NY 02/2012 Present
  • 02/2008 → Present
    Susquehanna Capital Group
    Bala Cynwyd, PA
  • 01/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith, Inc.
    Latham, NY
  • 02/2012 → Present
    Bank Of America, N.A.
    Latham, NY
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UCONN ALUMNI ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: STORRS, CONNECTICUT 6269 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/21/2012 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WILL BE THE PRESIDENT OF THE UPSTATE NEW YORK UCONN ALUMNI CHAPTER IN THE UPCOMING WEEKS. : I WILL BE STRICTLY JUST ORGANIZING GAME WATCHES AND FUN EVENTS AND NETWORKING WITH OTHER ALUMNI I*103003 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST PETERS HOSPITAL [REDACTED] FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBANY, NEW YORK 12205 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 35 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM ON A VOLUNTEER COMMITTEE WHERE WE COORDINATE AND PLAN FOR OUR ANNUAL GOLF TOURNAMENT FUNDRAISER TO RAISE MONEY FOR [REDACTED] (MY GRANDFATHER DIED OF THIS DISEASE). ON THE COMMITTEE I HELP WITH IDEAS AND TECHNOLOGY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-03
  • S66 Uniform Combined State Law Examination
    2012-04-03
Other Names
  • Paul Andrew Michaels

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