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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-11-20
  • CT RA
    APPROVED
    Since 2019-11-20

Branch Locations

1751 Ellington Rd, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Securities Orange CT 07/2011 09/2016
Lpl Charlotte NC 07/2011 09/2016
Key Investment Services Llc Manchester CT 09/2016 05/2019
Infinex Investments, Inc. Meriden CT 11/2019 Present
Ion Bank Manchester CT 11/2019 Present
Unemployed Woodstock CT 06/2019 10/2019
  • 07/2011 → 09/2016
    First Niagara Securities
    Orange, CT
  • 07/2011 → 09/2016
    Lpl
    Charlotte, NC
  • 09/2016 → 05/2019
    Manchester, CT
  • 11/2019 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 11/2019 → Present
    Ion Bank
    Manchester, CT
  • 06/2019 → 10/2019
    Unemployed
    Woodstock, CT
Previous Registrations
  • 2016-09-21 → 2019-05-30
    Brooklyn, OH
    Pawling, NY
    Southwick, MA
    Manchester, CT
    Storrs, CT
    Wethersfield, CT
    New Haven, CT
    New Haven, CT
    West Haven, CT
    Hamden, CT
    Hamden, CT
    Westbrook, CT
    Feeding Hills, MA
    Clinton, CT
    Orange, CT
    New Windsor, NY
    Branford, CT
    Old Saybrook, CT
    Liberty, NY
    Wallingford, CT
    Fishkill, NY
    Glastonbury, CT
    Norwalk, CT
    Hebron, CT
    Westport, CT
    West Springfield, MA
    Willimantic, CT
    East Hartford, CT
    East Hartford, CT
    Stafford Springs, CT
    Enfield, CT
    Middletown, NY
    Madison, CT
    Ludlow, MA
    S Windsor, CT
    Baldwin Place, NY
    Stamford, CT
    Stamford, CT
    Shelton, CT
    Westfield, MA
    North Branford, CT
    Coventry, CT
    Hopewell Junction, NY
    Vernon, CT
    Wappingers Falls, NY
    Guilford, CT
    East Haven, CT
    Windsor, CT
    Milford, CT
    North Haven, CT
    Danielson, CT
    Woodbridge, CT
    West Hartford, CT
    Hamden, CT
    Brooklyn, OH
    East Windsor, CT
    Cheshire, CT
    Orange, CT
    East Haven, CT
    Manchester, CT
    Hamden, CT
    Wallingford, CT
    Chester, CT
    East Longmeadow, MA
    Yalesville, CT
    West Hartford, CT
    Putnam, CT
    Saint Albans, VT
    Columbia, CT
    West Haven, CT
    Manchester, CT
    Manchester, CT
    Stamford, CT
    Willimantic, CT
    Hebron, CT
    Centerbrook, CT
    Guilford, CT
    Tolland, CT
    Rutland, VT
    S. Burlington, VT
    S Burlington, VT
    Burlington, VT
    Milton, VT
    Rutland, VT
    St Albans, VT
    Burlington, VT
    Brattleboro, VT
    Barre, VT
    Middlebury, VT
    Essex Junction, VT
    Willington, CT
    Centerbrook, CT
    Avon, CT
  • 2014-07-23 → 2016-09-21
    Orange, CT
    Manchester, CT
    West Hartford, CT
    Manchester, CT
    Manchester, CT
    Manchester, CT
    Columbia, CT
    Hebron, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-19
S63 Uniform Securities Agent State Law Examination 2010-02-24
  • S66 Uniform Combined State Law Examination
    2014-07-19
  • S63 Uniform Securities Agent State Law Examination
    2010-02-24
Designations
Other Names
  • Richard Edward Labriola

View on SEC IAPD

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