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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-07 |
| CT | RA | APPROVED | 2017-10-17 |
Branch Locations
One Monarch Pl Suite 2010, Springfield, MA 01144-1099 • United States
85 Felt Rd Unit 503, South Windsor, CT 06074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 10/2017 |
| Lpl Financial, Llc | South Windsor | CT | 10/2017 | Present |
1. 10/16/2017 - FINANCIAL RESOURCES OF CT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ GLASTONBURY, CT 2. 10/16/2017 - FINANCIAL RESOURCES OF CT/ NON-VARIABLE INSURANCE/ 5%/ GLASTONBURY, CT 3. 10/18/2021 - FR Investment Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/06/2021 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-23 |
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