Jonathan Howard Brice

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-02-15
CT	RA	APPROVED	2023-02-01
TX	RA	APPROVED_RES	2023-02-01

MA RA
APPROVED

Since 2023-02-15
CT RA
APPROVED

Since 2023-02-01
TX RA
APPROVED_RES

Since 2023-02-01

Branch Locations

9 Monroe St, Unit #2, Northborough, MA 01532 • United States

225 Oakland Rd, Suite 101, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock	Boston	MA	07/2018	08/2019
Blackrock Investments, Llc	Boston	MA	09/2018	08/2019
Prometric - Cwk For Blackrock	Boston	MA	11/2017	07/2018
Worden Hall	Boston	MA	09/2017	11/2017
Unemployed	Keane	NH	05/2017	09/2017
University Of New Hampshire	Durham	NH	08/2013	05/2017
Darden, Inc.	Dedham	MA	08/2019	09/2019
Securities America, Inc.	Northborough	MA	09/2019	01/2023
Securities America Advisors	Northborough	MA	10/2019	01/2023
Lpl Financial Llc	South Windsor	CT	01/2023	Present

07/2018 → 08/2019

Blackrock

Boston, MA
09/2018 → 08/2019

Blackrock Investments, Llc

Boston, MA
11/2017 → 07/2018

Prometric - Cwk For Blackrock

Boston, MA
09/2017 → 11/2017

Worden Hall

Boston, MA
05/2017 → 09/2017

Unemployed

Keane, NH
08/2013 → 05/2017

University Of New Hampshire

Durham, NH
08/2019 → 09/2019

Darden, Inc.

Dedham, MA
09/2019 → 01/2023

Securities America, Inc.

Northborough, MA
10/2019 → 01/2023

Securities America Advisors

Northborough, MA
01/2023 → Present

Lpl Financial Llc

South Windsor, CT

Previous Registrations

2019-11-05 → 2023-02-06

Securities America Advisors, Inc.

Northborough, MA

South Windsor, CT

Northborough, MA
2019-06-04 → 2019-07-30

Blackrock Financial Management, Inc

Boston, MA

New York, NY

Other Businesses

1) 01/10/2023 - ProEast Asset Management, LLC. - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities, Health, Group benefits - South Windsor, CT 06074 - 1 Hour per month - Start date: 02/02/2023. 2) 01/10/2023 - ProEast Asset Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 01/10/2023 - ProEast Asset Management, LLC. - Notary - Northborough, MA 01532 - Investment related - 1 Hour per month - Start date: 03/01/2022. 4) 02/01/2023 - Proeast Asset Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 02/01/2023 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1%. 5) 02/01/2023 - Proeast Asset Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/04/2019 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-25

S66 Uniform Combined State Law Examination

2019-05-25

Other Names

Jonathan Brice

View on SEC IAPD