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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-23 |
| CT | RA | APPROVED | 2018-02-14 |
Branch Locations
225 Oakland Rd Ste 303, South Windsor, CT 06074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 12/2005 | Present |
| Lpl Financial Llc | South Windsor | CT | 02/2018 | Present |
1. 01/18/2018 - Jackson National, MetLife, Crump, Mass Mutual - Investment Related - BOX 24068 LANSING, MI - Non-Variable Insurance - Financial Advisor Fixed annuities, Life/Health/LTC - 5 hours per month during securities trading. 2. 01/18/2018 - BECKER FINANCIAL SOLUTIONS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Registered Rep - start date 12/15/2005 - 90 % time spent per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-31 |
| S66 | Uniform Combined State Law Examination | 2003-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-26 |
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