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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-11 |
Branch Locations
225 Oakland Rd, Suite 101, South Windsor, CT 06074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Westfield | MA | 05/2016 | 01/2017 |
| Commonwealth Financial Network | Waltham | MA | 01/2017 | 10/2025 |
| Pioneer Valley Financial Group | Ludlow | MA | 06/2017 | 10/2025 |
| Raymond James Financial Services, Inc. | Ludlow | MA | 10/2025 | 12/2025 |
| Lpl Financial, Llc | South Windsor | CT | 01/2026 | Present |
| Proeast Asset Management, Llc | South Windsor | CT | 01/2026 | Present |
1. 01/2026 - ProEast Asset Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 120 Hrs During Trading - OBA start date: 1/15/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-12 |
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