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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2015-11-24 |
Branch Locations
85 Felt Road, Suite 603, South Windsor, CT 06074 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cathy W. Pinard, Cpa | Ellington | CT | 09/1992 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2015 | Present |
1) ELLINGTON ASSOCIATES, LLC, ELLINGTON, CT, 5/2005 AS RENTAL REAL ESTATE OWNER. NIR - 100 HR/YR - 10/TRADING. 2) CPA - 7 KEYNOTE DRIVE, SUITE C, VERNON, CT, 09/1992 - NIR - 960 HR/YR - 480/TRADING. 3) CO-TRUSTEE OF P.L.D. LIVING TRUST AND DURABLE POA FOR P.L.D., 7 KEYNOTE DRIVE, SUITE C, VERNON, CT, 12/2017. NIR - 8/MO - 0/TRADING. 4) PREMIER TAX & WEALTH ADVISORS, 7 KEYNOTE DRIVE, SUITE C, VERNON, CT, 12/2015. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 5) PREMIER TAX & WEALTH ADVISORS, 7 KEYNOTE DRIVE, SUITE C, VERNON, CT, 12/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/YR - 5/TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 1920 HR/YR - 1400/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 7) CMW ASSOCIATES LLC, 12 East Shore Road, Ellington CT 06029, 12/2024, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 1 HR/MO TRADING. 8) WENTWORTH PARK ASSOCIATION, INC., South Windsor CT 06074, United States, 10/20/2025, Board Member, Volunteer, NIR, 1 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-16 |
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