Amy Koch

Current Employers

Employment History

• 04/2014 → 06/2024
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 06/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 06/2024 → Present
  Duncan Williams Asset Management Dba Hays Financial Group
  Memphis, TN
• 07/2024 → Present
  M.S. Howells & Co.
  Scottsdale, AZ

Previous Registrations

• 2022-08-11 → 2024-06-20
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 2014-05-19 → 2022-12-31
  B. Riley Wealth Management
  Memphis, TN

Other Businesses

1. Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; DBA for team; SVP, Financial Advisor; Start date: 4/17/2014; Approximately 160 hours per month, 160 hours per month during trading hours; DBA for Team, Financial Advisor, Insurance and Annuity Business 2. Beale Street Caravan; Non-Investment Related; 1350 Concourse Ave #210 Memphis, TN 38104; Bring music to public radio; Treasurer/Board Member; Start date: 2/15/2024; Approximately 1 hour per month, 1 hour per month during trading hours; Bring the sounds of Memphis to public radio, Live performances from the masters of blues, soul, folk, and rock n' roll, Internationally syndicated radio and podcasts 3. Memphis Citivan; Non-Investment Related; 6000 Poplar Ave Ste. 400, Memphis, TN 38119; Non-Profit; President; Start Date: 5/5/2017; Approximately 1 hour devoted per month; 2 hours per month during trading hours; Non-Profit supporting children and adults with Special Needs. Conduct Meetings, board meetings, discuss events and fundraising 4. M.S. Howells & Co.; Investment-Related; 5350 Poplar Ave #600, Memphis, TN 38119 ; Broker Dealer; Independent Contractor; Start Date: 6/14/2024; 160 hours per month devoted; 160 hours per month devoted during trading hours; Financial Advisor, Insurance and Annuity Business

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-16
• S63 Uniform Securities Agent State Law Examination
  2010-02-05

Other Names

• Amy Marie Koch