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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | White Plains | NY | 07/2014 | 12/2017 |
| World Financial Group, Inc. | White Plains | NY | 04/2014 | 03/2018 |
| Equity Services Inc | Montpelier | VT | 04/2018 | Present |
| Thoroughbred Advisors, Llc | Latham | NY | 03/2018 | Present |
THOROUGHBRED ADVISORS,421 TROY SCHENECTADY RD,LATHAM,NY 12110,03/2018,ONGOING,INSURANCE,AGENT,INV REL,DURING TRD/HRDS,80%,TO SELL LIFE,DI AND HEALTH AND DO SO UNDER THOROUGHBRED ADVISORS*UNITED HEALTH CARE,5 COUNTRY ROAD,ALBANY,NY 12203,ONGOING,INV REL,03/2018,INSURANCE,AGENT,SELL OF MEDICARE,5%,DURING TRD/HRS*FOSTER AGENCY,4821 NY-81 GREENVILLE,NY 12083,INV REL,ONGOING,03/2018,INSURANCE,AGENT,SELL OF P&C,MINIMUM,DURING TRD/HRS*TRUSTEE OF IMMEDIATE FAMILY TRUST/TRUSTS,5 COUNTRY ROAD,ALBANY,NY 12203,INV REL,ONGOING,03/2018,NOT DURING TRD/HRS,0%*VIRTUAL AGENCY INC,5 COUNTRY ROAD,ALBANY,NY 12203,11/17/2022,INSURANCE SALES SPIA,PRESIDENT,DURING TRD/HRS,INV REL,1.5 HRS/MTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-02-11 |
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