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Current Employers
Trivium Point Advisory, Llc

40 Danbury Road Suite 301, Wilton, CT 06897 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-15
  • NY RA
    APPROVED
    Since 2023-12-15

Branch Locations

711 Westchester Ave. Suite 305, White Plains, NY 10604 • United States

40 Danbury Road Suite 301, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. White Plains NY 02/2012 03/2017
Mml Investors Services, Llc Elmsford NY 03/2017 08/2020
Massachusetts Mutual Life Insurance Company Elmsford NY 07/2016 08/2020
Lpl Financial Llc White Plains NY 09/2020 Present
Trivium Point Advisory Llc White Plains NY 12/2023 Present
  • 02/2012 → 03/2017
    Metlife Securities Inc.
    White Plains, NY
  • 03/2017 → 08/2020
    Elmsford, NY
  • 07/2016 → 08/2020
    Massachusetts Mutual Life Insurance Company
    Elmsford, NY
  • 09/2020 → Present
    Lpl Financial Llc
    White Plains, NY
  • 12/2023 → Present
    White Plains, NY
Previous Registrations
  • 2017-03-25 → 2020-10-01
    Elmsford, NY
  • 2012-06-18 → 2017-03-25
    Msi Financial Services, Inc.
    White Plains, NY
    Elmsford, NY
Other Businesses

1. 09/24/2020 - Trivium Point Advisory, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 8 Hours Per Month/ 40 Hours During Trading 2. 09/24/2020 - Real Estate Rental - Owner - Investment Related - Hartford, CT - Start Date 02/01/2017 - 0 Hours Per Month/ 0 Hours During Trading 3. 09/24/2020 - PAC PROPERTY MANAGEMENT, LLC - Real Estate Rental - Owner - Investment Related - Newington, CT - Start Date 04/01/2015 - 0 Hours Per Month/ 0 Hours During Trading 4. 09/24/2020 - Trivium Point Accounting - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 2 Hours Per Month/ 2 Hours During Trading 5. 09/24/2020 - Trivium Point Consulting - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 10 Hours Per Month/ 10 Hours During Trading 6. 09/24/2020 - 103 Boylston Street, LLC - Real Estate Rental - Owner - Investment Related - NEWINGTON, CT - Start Date 02/01/2020 - 0 Hours Per Month/ 0 Hours During Trading 7. 09/24/2020 - PAC PLASTICS, LLC - Other - Not Investment Related - Home Based - Start Date 06/01/2016 - 5 Hours Per Month/ 1 Hour During Trading 8. 09/24/2020 - Trivium Poin Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 35 Hours Per Month/ 0 Hours During Trading 9. 02/26/2024 - Trivium Point Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/12/2023 - 173 Hours Per Month/ During Trading 10. 03/08/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/12/2024- TWD, LLC- Business Entity For Tax/Investment Purposes Only- Not Investment Related- 315 Post Road West Westport, CT 06880- Start Date 07/31/2023 - 173 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-25
S63 Uniform Securities Agent State Law Examination 2010-08-26
  • S65 Uniform Investment Adviser Law Examination
    2012-05-25
  • S63 Uniform Securities Agent State Law Examination
    2010-08-26
Designations
Other Names
  • Ron Andrew Pac
  • Ronald Andrew Pac

View on SEC IAPD

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