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40 Danbury Road Suite 301, Wilton, CT 06897 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-12-15 |
Branch Locations
711 Westchester Ave. Suite 305, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | White Plains | NY | 02/2012 | 03/2017 |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | 08/2020 |
| Massachusetts Mutual Life Insurance Company | Elmsford | NY | 07/2016 | 08/2020 |
| Lpl Financial Llc | White Plains | NY | 09/2020 | Present |
| Trivium Point Advisory Llc | White Plains | NY | 12/2023 | Present |
1. 09/24/2020 - Trivium Point Advisory, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 8 Hours Per Month/ 40 Hours During Trading 2. 09/24/2020 - Real Estate Rental - Owner - Investment Related - Hartford, CT - Start Date 02/01/2017 - 0 Hours Per Month/ 0 Hours During Trading 3. 09/24/2020 - PAC PROPERTY MANAGEMENT, LLC - Real Estate Rental - Owner - Investment Related - Newington, CT - Start Date 04/01/2015 - 0 Hours Per Month/ 0 Hours During Trading 4. 09/24/2020 - Trivium Point Accounting - Tax Prep/Accounting/CPA - Owner - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 2 Hours Per Month/ 2 Hours During Trading 5. 09/24/2020 - Trivium Point Consulting - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 10 Hours Per Month/ 10 Hours During Trading 6. 09/24/2020 - 103 Boylston Street, LLC - Real Estate Rental - Owner - Investment Related - NEWINGTON, CT - Start Date 02/01/2020 - 0 Hours Per Month/ 0 Hours During Trading 7. 09/24/2020 - PAC PLASTICS, LLC - Other - Not Investment Related - Home Based - Start Date 06/01/2016 - 5 Hours Per Month/ 1 Hour During Trading 8. 09/24/2020 - Trivium Poin Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/2020 - 35 Hours Per Month/ 0 Hours During Trading 9. 02/26/2024 - Trivium Point Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 12/12/2023 - 173 Hours Per Month/ During Trading 10. 03/08/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/15/2023 - 173 Hrs/Mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 11/12/2024- TWD, LLC- Business Entity For Tax/Investment Purposes Only- Not Investment Related- 315 Post Road West Westport, CT 06880- Start Date 07/31/2023 - 173 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-26 |
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