Augustino Suafoa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
• 06/2014 → Present
  Bank Of America, N.A.
  Indian Wells, CA

Previous Registrations

• 2011-05-03 → 2014-04-30
  Hightower Advisors, Llc
  Palm Desert, CA
• 2010-09-17 → 2011-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA

Other Businesses

I*: 2930333 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: San Marcos, CA 92078 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/15/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2010-09-15

Other Names

• Augustino V Suafoa
• Augustino Velio Suafoa
• Augustino Velio Suafoa