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Inactive

Michael Tallon

Mariner

San Diego, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-01
  • CA RA
    APPROVED
    Since 2021-06-01

Branch Locations

11512 El Camino Real Suite 370, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Solana Beach CA 06/2017 05/2021
Fidelity Investments San Diego CA 11/2014 06/2017
Strategic Advisers, Inc San Diego CA 11/2014 06/2017
Mariner Wealth Advisors San Diego CA 06/2021 Present
  • 06/2017 → 05/2021
    Jp Morgan Securities, Llc
    Solana Beach, CA
  • 11/2014 → 06/2017
    Fidelity Investments
    San Diego, CA
  • 11/2014 → 06/2017
    Strategic Advisers, Inc
    San Diego, CA
  • 06/2021 → Present
    Mariner Wealth Advisors
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-03
  • S66 Uniform Combined State Law Examination
    2010-12-03
Designations
Other Names
  • Michael A Tallon
  • Mike Tallon
  • Michael Anthony Tallon

View on SEC IAPD

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TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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