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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-05-28 |
Branch Locations
1000 Continental Drive Suite 695, Kng Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2009 | 11/2018 |
| Northwestern Mutual Investment Services Llc | King Of Prussia | PA | 12/2009 | 11/2018 |
| Northwestern Mutual Investment Services Llc | King Of Prussia | PA | 04/2020 | Present |
| Fisher Investments | Camas | WA | 12/2018 | 04/2020 |
| John Van Grinsven | King Of Prussia | PA | 04/2020 | 05/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | 05/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | Present |
1. CARE COURAGE COMMITMENT, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5,LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, JLAJGR, LLC, LEGAL ENTITY, START DATE: 03/22/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-26 |
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