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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
NE RA APPROVED 2020-02-25
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • NE RA
    APPROVED
    Since 2020-02-25

Branch Locations

104 E. Main Street, Bruning, NE 68322 • United States

252 South 13Th Street, Hebron, NE 68370 • United States

803 South D Street, Broken Bow, NE 68822 • United States

1110 17Th Ave, Kearney, NE 68845 • United States

3032 W Stolley Park Rd, Grand Island, NE 68802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Bruning NE 07/2011 02/2020
Securities America Advisors, Inc. Brunning NE 07/2011 02/2020
Bruning Bank (Formerly: Bruning State Bank) Bruning NE 07/2011 Present
Lpl Financial, Llc Bruning NE 02/2020 Present
  • 07/2011 → 02/2020
    Securities America, Inc
    Bruning, NE
  • 07/2011 → 02/2020
    Securities America Advisors, Inc.
    Brunning, NE
  • 07/2011 → Present
    Bruning Bank (Formerly: Bruning State Bank)
    Bruning, NE
  • 02/2020 → Present
    Bruning, NE
Previous Registrations
  • 2011-07-28 → 2020-02-24
    Securities America Advisors, Inc.
    Bruning, NE
  • 2010-03-01 → 2011-07-07
    Lakewood, CO
    Lakewood, CO
    Lakewood, CO
Other Businesses

1. 2/24/2020 - BRUNING BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP of Wealth Management/Financial Planner - Started 07/01/2011 - Time Spent 10%. 2. 2/27/2020 - Bruning Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2011. 3. 5/19/2021 - Bruning Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 5/19/2021 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-03
  • S66 Uniform Combined State Law Examination
    2010-02-03
Other Names
  • David Frook
  • Dave Frook

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