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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-19 |
| NE | RA | APPROVED | 2022-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | York | NE | 05/2019 | 07/2019 |
| Mumm & Associates Pc | Lincoln | NE | 12/2010 | 05/2019 |
| Holliday Planning Llc | Fairbury | NE | 07/2019 | 09/2019 |
| Jefferson County | Fairbury | NE | 08/2019 | 08/2021 |
| Holliday Planning Llc | Fairbury | NE | 08/2021 | 06/2022 |
| Lpl Financial Llc | Fairbury | NE | 08/2021 | Present |
1) 06/07/2022 - AVE Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 06/07/2022 - Notary - State of NE - Start: 2022 - 1 Hr/Mth 3)12/15/2022 - Holliday Planning LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 06/07/2022 - 150 Hours Per Month/130 Hours During Securities Trading 4) 10/11/2023 - NJN Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 160 Hours Per Month/ During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-02 |
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