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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

803 5Th Street, Fairbury, NE 68352 • United States

8540 Executive Woods Dr Ste 100, Lincoln, NE 68512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Council Bluff IA 08/2016 05/2017
College Works Painting Lincoln NE 05/2017 09/2017
Tractor Supply Company Waverly NE 09/2017 04/2018
Lincoln Airport Authority Lincoln NE 04/2018 09/2020
Jason Rolf Lincoln NE 09/2020 07/2021
Nathan Rink Lincoln NE 09/2020 07/2021
Nolan Rathe Lincoln NE 09/2020 07/2021
Waddell & Reed, Inc Lincoln NE 09/2020 07/2021
Lpl Financial Llc Lincoln NE 07/2021 Present
  • 08/2016 → 05/2017
    Student
    Council Bluff, IA
  • 05/2017 → 09/2017
    College Works Painting
    Lincoln, NE
  • 09/2017 → 04/2018
    Tractor Supply Company
    Waverly, NE
  • 04/2018 → 09/2020
    Lincoln Airport Authority
    Lincoln, NE
  • 09/2020 → 07/2021
    Jason Rolf
    Lincoln, NE
  • 09/2020 → 07/2021
    Nathan Rink
    Lincoln, NE
  • 09/2020 → 07/2021
    Nolan Rathe
    Lincoln, NE
  • 09/2020 → 07/2021
    Waddell & Reed, Inc
    Lincoln, NE
  • 07/2021 → Present
    Lincoln, NE
Previous Registrations
  • 2021-03-16 → 2021-07-21
    Waddell & Reed
    Lincoln, NE
    Savage, MN
Other Businesses

1- 10/11/2023: NJN Financial Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 160hrs/mo. during trading. 2- 10/11/2023: A.V.E. Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 0hrs/mo. during trading. 3- 04/29/2026 - Kechely Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/28/2026 - 10 hours per month/ 5 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-05
  • S66 Uniform Combined State Law Examination
    2021-03-05
Other Names
  • Andrew James Miesbach
  • Andy James Miesbach

View on SEC IAPD

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