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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21

Branch Locations

854 G St, Geneva, NE 68361 • United States

213 E 3Rd St Ste 3, Superior, NE 68978 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Geneva NE 11/2011 07/2021
Various Insurance Carriers For W&R Insurance Agencies Ohiowa NE 11/2011 07/2021
Fillmore County Ag Society Geneva NE 06/2011 12/2018
Exeter Feeders And Breeders Ohiowa NE 04/2014 03/2019
Phoenix Life Insurance Geneva NE 04/2014 04/2017
Tmw Group Llc Ohiowa NE 01/2013 Present
Tyler Williams Ohiowa NE 01/2016 Present
Fillmore County Gop Geneva NE 02/2017 03/2020
Geneva Chamber Of Commerce Geneva NE 01/2018 Present
3554R Llc Shickley NE 07/2018 Present
Fillmore County Hospital Board Geneva NE 01/2019 Present
Lpl Financial, Llc Geneva NE 07/2021 Present
  • 11/2011 → 07/2021
    Waddell & Reed Inc
    Geneva, NE
  • 11/2011 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Ohiowa, NE
  • 06/2011 → 12/2018
    Fillmore County Ag Society
    Geneva, NE
  • 04/2014 → 03/2019
    Exeter Feeders And Breeders
    Ohiowa, NE
  • 04/2014 → 04/2017
    Phoenix Life Insurance
    Geneva, NE
  • 01/2013 → Present
    Tmw Group Llc
    Ohiowa, NE
  • 01/2016 → Present
    Tyler Williams
    Ohiowa, NE
  • 02/2017 → 03/2020
    Fillmore County Gop
    Geneva, NE
  • 01/2018 → Present
    Geneva Chamber Of Commerce
    Geneva, NE
  • 07/2018 → Present
    3554R Llc
    Shickley, NE
  • 01/2019 → Present
    Fillmore County Hospital Board
    Geneva, NE
  • 07/2021 → Present
    Geneva, NE
Previous Registrations
  • 2011-11-16 → 2021-07-21
    Waddell & Reed
    Geneva, NE
    Savage, MN
    Ohiowa, NE
    Sutton, NE
  • 2007-02-16 → 2011-11-04
    Geneva, NE
Other Businesses

1. 2/2022 - DBA for LPL Business (entity for LPL business) - 42 Wealth, LLC - Investment Related - 40 hr/mon - 20 hr/trading - Superior, NE 68978 2. 2012 - Other (Business Owner) - TMW Group LLC - Not Investment Related - Ohoiwa, NE 68416 3. 7/2021 - DBA for LPL Business (entity for LPL business) - WRI Investments - Investment Related - Geneva, NE 4. 1/2020 - Non-Profit Board Member - Fillmore County Hospital - 4 hr/mon - Geneva, NE 68361 5. 2020 - Other (Business Owner) - 3554R, LLC - Not Investment Related - Shickley, NE 68436 6. 2018 - Other (Farming) - Tyler Williams - Not Investment Related - 4hr/mon - Ohoiwa, NE 68416 7.05/11/2022-NO BUSINESS NAME-- INVESTMENT RELATED-At Reported Business location(s)- Non-Variable Insurance- START DATE:04/14/2022-8 Hours Per Month/8 Hours During Securities Trading. 8. 11/26/2024 - Waddell & Reed Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 07/24/2021 - 160 Hours per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 2004-08-06
  • S66 Uniform Combined State Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    2004-08-06

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