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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
Branch Locations
854 G St, Geneva, NE 68361 • United States
213 E 3Rd St Ste 3, Superior, NE 68978 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Geneva | NE | 11/2011 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Ohiowa | NE | 11/2011 | 07/2021 |
| Fillmore County Ag Society | Geneva | NE | 06/2011 | 12/2018 |
| Exeter Feeders And Breeders | Ohiowa | NE | 04/2014 | 03/2019 |
| Phoenix Life Insurance | Geneva | NE | 04/2014 | 04/2017 |
| Tmw Group Llc | Ohiowa | NE | 01/2013 | Present |
| Tyler Williams | Ohiowa | NE | 01/2016 | Present |
| Fillmore County Gop | Geneva | NE | 02/2017 | 03/2020 |
| Geneva Chamber Of Commerce | Geneva | NE | 01/2018 | Present |
| 3554R Llc | Shickley | NE | 07/2018 | Present |
| Fillmore County Hospital Board | Geneva | NE | 01/2019 | Present |
| Lpl Financial, Llc | Geneva | NE | 07/2021 | Present |
1. 2/2022 - DBA for LPL Business (entity for LPL business) - 42 Wealth, LLC - Investment Related - 40 hr/mon - 20 hr/trading - Superior, NE 68978 2. 2012 - Other (Business Owner) - TMW Group LLC - Not Investment Related - Ohoiwa, NE 68416 3. 7/2021 - DBA for LPL Business (entity for LPL business) - WRI Investments - Investment Related - Geneva, NE 4. 1/2020 - Non-Profit Board Member - Fillmore County Hospital - 4 hr/mon - Geneva, NE 68361 5. 2020 - Other (Business Owner) - 3554R, LLC - Not Investment Related - Shickley, NE 68436 6. 2018 - Other (Farming) - Tyler Williams - Not Investment Related - 4hr/mon - Ohoiwa, NE 68416 7.05/11/2022-NO BUSINESS NAME-- INVESTMENT RELATED-At Reported Business location(s)- Non-Variable Insurance- START DATE:04/14/2022-8 Hours Per Month/8 Hours During Securities Trading. 8. 11/26/2024 - Waddell & Reed Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)- Start Date 07/24/2021 - 160 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-06 |
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