Tyler Patrick Daly

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-08-06
TX	RA	APPROVED	2021-07-30

NE RA
APPROVED

Since 2021-08-06
TX RA
APPROVED

Since 2021-07-30

Branch Locations

212 E 56Th Street, Kearney, NE 68847 • United States

896 G Street, Geneva, NE 68361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Servics, Inc	Kearney	NE	08/2009	07/2021
Raymond James Financial Services Advisors, Inc.	Kearney	NE	08/2009	07/2021
Heartland Bank	Kearney	NE	07/2009	Present
Lpl Financial Llc	Kearney	NE	07/2021	Present

08/2009 → 07/2021

Raymond James Financial Servics, Inc

Kearney, NE
08/2009 → 07/2021

Raymond James Financial Services Advisors, Inc.

Kearney, NE
07/2009 → Present

Heartland Bank

Kearney, NE
07/2021 → Present

Lpl Financial Llc

Kearney, NE

Previous Registrations

2009-08-21 → 2021-08-05

Raymond James Financial Services Advisors, Inc

Geneva, NE

Kearney, NE
2007-12-05 → 2009-07-13

Wells Fargo Investments, Llc

West Point, NE

Norfolk, NE

Lincoln, NE

Lincoln, NE
2007-04-02 → 2007-08-01

Morgan Stanley & Co. Llc

Lincoln, NE
2006-05-26 → 2007-04-02

Morgan Stanley Dw Inc.

Lincoln, NE

Other Businesses

1)07/2021 - OUTSIDE/W-2 EMPLOYMENT - BASKETBALL OFFICIAL FOR VARIOUS SCHOOLS - 0HRS/MO DURING TRADING - NOT INVESTMENT RELATED - ELM CREEK, NE 2)08/02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SANDSTONE WEALTH MANAGEMENT - INVESTMENT RELATED - KEARNEY, NE 68847

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-19

S66 Uniform Combined State Law Examination

2006-05-19

Other Names

Tyler Daly

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