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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-02-25 |
Branch Locations
916 North Main St., Henderson, NE 68371 • United States
840 North Diers Avenue, Grand Island, NE 68803 • United States
211 Rock Bluff Road., Plattsmouth, NE 68048 • United States
1206 13Th Street, Aurora, NE 68818 • United States
529 Lincoln Ave, York, NE 68467 • United States
400 Main Street, Stromsburg, NE 68666 • United States
311 N 13Th Street, Geneva, NE 68361 • United States
1727 23Rd Street, Columbus, NE 68601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | York | NE | 04/2017 | 02/2020 |
| Global View | Chicago | IL | 04/2013 | 03/2017 |
| Securities America Advisors | York | NE | 06/2017 | 02/2020 |
| Lpl Financial Llc | York | NE | 02/2020 | Present |
| Cornerstone Bank | York | NE | 03/2017 | Present |
1)2/24/20- Cornerstone Investments- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)2/24/20- Cornerstone Insurance Group- Non-Variable Insurance- Agent for LTC, fixed annuities- Inv. Related- York, NE - start date 9/11/2017- 3hrs/mth - 5% 3) 05/01/2023 - No Business Name - Investment Related - Exeter, NE - Real Estate Rental - Owner - Start Date 04/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading 4) 05/08/2023 - Cornerstone Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President - Start Date 05/01/2023 - 155 Hours Per Month/7 Hours During Securities Trading 5) 01/10/20224 - No Business Name - Inv related - York, BE - Real Estate Rental - Started: 4/1/2023 - 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-10 |
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