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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-08-20
  • NE RA
    APPROVED
    Since 2026-08-20

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1018 12Th Street, Aurora, NE 68818 • United States

1018 12Th St, Aurora, NE 68818 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc Anaheim CA 09/2010 12/2018
Cambridge Investment Research, Inc. Fairfield IA 12/2018 08/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2018 08/2026
Lpl Financial Aurora NE 08/2026 Present
Previous Registrations
Other Businesses

1. 8/2026 - Visionary Financial Services - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/17/2026 2. 8/2026 - Dvorak Financial Inc - Business Entity For Tax/Investment Purposes Only - INV REL - 160 Hour(s)/Month – 160 Hour(s) During Trading - Aurora NE 68818 - OBA Start date: 05/01/2005 3. 8/2026 - Troy Dvorak - Non-Variable Insurance - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Aurora NE 68818 - OBA Start date: 03/01/1995 4. 8/2026 - Troy Dvorak - Real Estate Rental - INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Aurora NE 68818 - OBA Start date: 05/01/2005 5. 8/2026 - NC Eagle Lake LLC - Business Owner - NOT INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Clarks NE 68628 - OBA Start date: 03/01/2015 6. 8/2026 - NC Eagle Rare LLC - Business Owner - NOT INV REL - 0 Hour(s)/Month – 0 Hour(s) During Trading - Clarks Ne 68628 - OBA Start date: 07/01/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-06
S63 Uniform Securities Agent State Law Examination 1997-04-25
  • S65 Uniform Investment Adviser Law Examination
    1999-05-06
  • S63 Uniform Securities Agent State Law Examination
    1997-04-25

View on SEC IAPD

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