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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| NE | RA | APPROVED | 2020-02-25 |
Branch Locations
1216 L Street, Aurora, NE 68818 • United States
916 North Main St., Henderson, NE 68371 • United States
211 Rock Bluff Road., Plattsmouth, NE 68048 • United States
1206 13Th Street, Aurora, NE 68818 • United States
840 North Diers Avenue, Grand Island, NE 68803 • United States
311 N 13Th Street, Geneva, NE 68361 • United States
400 Main Street, Stromsburg, NE 68666 • United States
1727 23Rd Street, Columbus, NE 68601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Grand Island | NE | 05/2009 | 09/2016 |
| Securities America, Inc. | Aurora | NE | 10/2016 | 02/2020 |
| Securities America Advisors | Aurora | NE | 10/2016 | 02/2020 |
| Lpl Financial Llc | Aurora | NE | 02/2020 | Present |
| Cornerstone Bank | Aurora | NE | 02/2020 | Present |
1)2/24/20- Cornerstone Investments-DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location- 100% 2)2/24/20- Cornerstone Bank dba Cornerstone Insurance Group- Non-Variable Insurance- Agent for Fixed annuities- Inv. Related- at reported business location(s)- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-13 |
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