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Mark Millard Mann

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-22
OH RA APPROVED 2010-02-02
  • TX RA
    APPROVED_RES
    Since 2016-07-22
  • OH RA
    APPROVED
    Since 2010-02-02

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Cincinnati OH 11/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 11/2009 → Present
    Cincinnati, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*647383-  Mark Mann; Investment related-Yes; Cincinnati, Ohio; liquidating memorabilia collectin; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 1; I own the memorabilia

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-28
  • S66 Uniform Combined State Law Examination
    2010-01-28

View on SEC IAPD

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