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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-04-23 |
Branch Locations
250 Nicollet Mall Suite 1200, 16Th Floor, Minneapolis, MN 55401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Wayzata | MN | 12/2015 | 06/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2015 | 06/2017 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 06/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | 04/2026 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-15 |
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