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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-23
  • MN RA
    APPROVED
    Since 2026-04-23

Branch Locations

250 Nicollet Mall Suite 1200, 16Th Floor, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Wayzata MN 12/2015 06/2017
Morgan Stanley Private Bank, N.A. New York NY 12/2015 06/2017
Ameriprise Financial Services Inc Minneapolis MN 06/2017 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 04/2026
Rbc Capital Markets, Llc Minneapolis MN 04/2026 Present
  • 12/2015 → 06/2017
    Morgan Stanley Smith Barney Llc
    Wayzata, MN
  • 12/2015 → 06/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2017 → 03/2020
    Ameriprise Financial Services Inc
    Minneapolis, MN
  • 03/2020 → 04/2026
    Minneapolis, MN
  • 04/2026 → Present
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-20
S63 Uniform Securities Agent State Law Examination 2013-08-15
  • S65 Uniform Investment Adviser Law Examination
    2015-03-20
  • S63 Uniform Securities Agent State Law Examination
    2013-08-15
Other Names
  • Kevin Patrick Mcneely
  • Kevin P Mcneely

View on SEC IAPD

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