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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-16
  • CO RA
    APPROVED
    Since 2024-04-16

Branch Locations

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2010 06/2020
Equitable Advisors, Llc New York NY 01/2010 07/2021
Traction Financial Partners, Llc Littleton CO 08/2021 04/2024
Lpl Financial, Llc Littleton CO 08/2021 Present
Western Wealth Management, Llc Golden CO 04/2024 Present
  • 01/2010 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 01/2010 → 07/2021
    New York, NY
  • 08/2021 → 04/2024
    Traction Financial Partners, Llc
    Littleton, CO
  • 08/2021 → Present
    Lpl Financial, Llc
    Littleton, CO
  • 04/2024 → Present
    Golden, CO
Previous Registrations
Other Businesses

1) 3/2019 - Business Entity For Tax/Investment Purposes Only - KOURY INVESTMENTS, LLC - Not Investment Related - Littleton, CO 80120 2) 05/10/2024 - Quo Vadis Financial Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - 2679 W. Main St., Suite 355, LIttleton, CO 80120 - Start Date 04/16/2024 - 160hrs/mth 3) 05/14/2024 - Western Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/16/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/09/2024 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/03/2024 - 2 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-20
S63 Uniform Securities Agent State Law Examination 2010-01-09
  • S66 Uniform Combined State Law Examination
    2010-12-20
  • S63 Uniform Securities Agent State Law Examination
    2010-01-09
Other Names
  • Pete Koury

View on SEC IAPD

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