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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-16 |
Branch Locations
5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 01/2010 | 07/2021 |
| Traction Financial Partners, Llc | Littleton | CO | 08/2021 | 04/2024 |
| Lpl Financial, Llc | Littleton | CO | 08/2021 | Present |
| Western Wealth Management, Llc | Golden | CO | 04/2024 | Present |
1) 3/2019 - Business Entity For Tax/Investment Purposes Only - KOURY INVESTMENTS, LLC - Not Investment Related - Littleton, CO 80120 2) 05/10/2024 - Quo Vadis Financial Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - 2679 W. Main St., Suite 355, LIttleton, CO 80120 - Start Date 04/16/2024 - 160hrs/mth 3) 05/14/2024 - Western Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/16/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/09/2024 - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/03/2024 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-09 |
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