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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-29 |
Branch Locations
6720 N Scottsdale Road Ste 378, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unified Wealth Management, Llc | Scottsdale | AZ | 06/2007 | 08/2020 |
| Lpl Financial Llc | Scottsdale | AZ | 02/2009 | Present |
1. 7/2/2018 - Climb Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/02/2018 - 160 Hours Per Month/100 Hours During Trading. 2. 8/10/2020 - BishopOberoi LLC - Investment Related - Scottsdale, AZ 85260 - Real Estate Rental - Started 11/01/2019 - 1 Hour Per Month/0 Hours During Securities Trading. 3. 10/08/2021 - Climb Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/10/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 4) 02/27/2025 - Ward Brokerage Associates LLC - Investment Related - At Reported Business Location(s - Non-Variable Insurance - Start Date:03/07/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 5) 07/10/2025 - Climb Private Wealth - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s - Start Date:11/20/2018 - 7 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-11 |
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