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Meihua Tu

Charles Schwab & Co., Inc.

Chestnut Hill, MA

Burlington, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2019-02-25
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2019-02-25

Branch Locations

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

54 Mall Rd, Burlington, MA 01803-4556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 05/2012 02/2019
Santander Securities, Llc Dorchester MA 09/2012 02/2017
Santander Securities, Llc Dorchester MA 02/2017 02/2019
Charles Schwab & Co., Inc. Burlington MA 02/2019 Present
Charles Schwab Bank Burlington MA 02/2019 Present
Previous Registrations
  • 2012-09-26 → 2019-02-15
    Santander Securities Llc
    Acton, MA
    Boston, MA
    Worcester, MA
    Framingham, MA
    Marlboro, MA
    Framingham, MA
    Southboro, MA
    Worcester, MA
    Framingham, MA
    Sudbury, MA
    Ashland, MA
    Plymouth, MA
  • 2012-05-31 → 2012-09-19
    Lpl Financial Llc
    Acton, MA
  • 2010-01-15 → 2010-07-26
    Edward Jones
    St Louis, MO
    Acton, MA
    St Louis, MO
    Acton, MA
    St Louis, MO
    Acton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-31
  • S66 Uniform Combined State Law Examination
    2009-12-31
Other Names
  • Vivian Tu

View on SEC IAPD

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Other Offices

SCHWAB WEALTH ADVISORY, INC. · Chestnut Hill, MA
ESPLANADE CAPITAL LLC · CHESTNUT HILL, MA
CITIZENS SECURITIES, INC. · CHESTNUT HILL, MA
COMMONWEALTH FINANCIAL NETWORK · CHESTNUT HILL, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESTNUT HILL, MA
STRATEGIC ADVISERS LLC · CHESTNUT HILL, MA
TRIBECA INVESTMENT INC. · CHESTNUT HILL, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newton, MA

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