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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
MD RA APPROVED 2022-09-13
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • MD RA
    APPROVED
    Since 2022-09-13

Branch Locations

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 12/2021 Present
Radcliffe Jewelers Pikesville MD 04/2014 12/2021
Brightview Senior Living Timonium MD 07/2017 06/2019
Bank Of America N.A. Hunt Valley MD 08/2023 Present
  • 12/2021 → Present
    Hunt Valley, MD
  • 04/2014 → 12/2021
    Radcliffe Jewelers
    Pikesville, MD
  • 07/2017 → 06/2019
    Brightview Senior Living
    Timonium, MD
  • 08/2023 → Present
    Bank Of America N.A.
    Hunt Valley, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2011-05-04
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2011-05-04
Other Names
  • Christopher A Walsh
  • Christopher Alden Walsh

View on SEC IAPD

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