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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-03-15 |
Branch Locations
12100 Ne 195Th Street, Suite 200, Bothell, WA 98011 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conover Tax And Accounting | Bellevue | WA | 01/2000 | 03/2021 |
| Conover Securities Corp | Bellevue | WA | 01/2006 | 09/2023 |
| Conover Capital Management | Bellevue | WA | 02/2009 | 09/2023 |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2022 | Present |
| Hub International | Chicago | IL | 12/2021 | Present |
| Lpl Financial Llc | Bellevue | WA | 06/2021 | Present |
1) 10/12/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 10/12/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Hybrid Client Service Administrator in the Retirement & Private Wealth - WA 98004 - Non Investment related - 160 Hours per month - Start date: 05/01/2022. 3) 10/12/2023 - Real Estate Rental - Owner - WA 98027 - Investment related - Start date: 06/30/2010. 4) 11/17/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 07/16/2021 - 160 Hours Per Month/ 8 Hours During Trading 5) 11/17/2023 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 07/16/2021 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-26 |
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