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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

634 Boston Post Rd, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chandler AZ 09/2011 Present
J.P. Morgan Securities Llc Chandler AZ 10/2012 Present
Previous Registrations
  • 2011-12-07 → 2012-10-01
    Chase Investment Services Corp.
    Chandler, AZ
  • 2009-12-21 → 2011-09-27
    St Louis, MO
    Chandler, AZ
    Gilbert, AZ
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/1/2019 ADDRESS: 25439 SUN LAKES, AZ. DETAILS: Investment property, single family residential INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/7/2014 ADDRESS: 43893 MARICOPA, AZ. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): APPROXIMATELY 2 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES Entity Name: Rental Property Investment related: Yes Address: 2209 Gilbert AZ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 1/1/2001 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential residence that I rent out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
  • S66 Uniform Combined State Law Examination
    2009-12-11
Other Names
  • Joseph Raymond
  • Joseph Francis Raymond
  • Joseph F Raymond

View on SEC IAPD

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