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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-04-04 |
Branch Locations
13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2012 | Present |
| Bank Of America, N.A. | Houston | TX | 06/2012 | Present |
- FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION - NAME OF OUTSIDE BUSINESS ORGANIZATION: PRIME ALLIES LLC - INVESTMENT RELATED: N - ADDRESS OF BUSINESS: BARKER, TEXAS 77413 - NATURE OF BUSINESS: LLC, - POSITION, TITLE, ASSOCIATION: OWNER, - START DATE OF RELATIONSHIP: 8/12/2013 - NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY - NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 - DUTIES: ENTITY WILL PROVIDE WEB DESIGN, WEB HOSTING, AND GRAPHIC DESIGN SERVICES. ADMINISTRATIVE PAPERWORK AND SUPPORT, AS WELL AS DESIGN REVIEW AND SUPPORT ARE RESPONSIBILITIES THAT WOULD FALL ON ME. I*131322 For profit or not for profit: Non-Profit Organization Name of outside business organization: Paternal Time Inc. Investment related: N Address of business: Austin, Texas 78701 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 5/18/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: To enhance youth development through the encouragement and improvement of fathers' relationships with their children.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-12 |
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