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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-16
TX RA APPROVED 2026-04-10
  • CA RA
    APPROVED
    Since 2026-04-16
  • TX RA
    APPROVED
    Since 2026-04-10

Branch Locations

3 Park Plaza Floor 8, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 04/2026 Present
Jpmorgan Chase Bank, N.A. Irvine CA 04/2026 Present
Unemployed Orange CA 11/2024 03/2026
Morgan Stanley Irvine CA 01/2023 10/2024
E*Trade Irvine CA 08/2021 01/2023
Prospect777 Llc Mission Viejo CA 11/2020 01/2023
Td Ameritrade/Schwab Irvine CA 09/2016 07/2021
  • 04/2026 → Present
    Irvine, CA
  • 04/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 11/2024 → 03/2026
    Unemployed
    Orange, CA
  • 01/2023 → 10/2024
    Irvine, CA
  • 08/2021 → 01/2023
    E*Trade
    Irvine, CA
  • 11/2020 → 01/2023
    Prospect777 Llc
    Mission Viejo, CA
  • 09/2016 → 07/2021
    Td Ameritrade/Schwab
    Irvine, CA
Previous Registrations
  • 2023-09-05 → 2024-10-31
    Irvine, CA
  • 2021-08-25 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Santa Ana, CA
    Irvine, CA
  • 2016-11-22 → 2021-09-15
    Td Ameritrade, Inc.
    Irvine, CA
    Mission Viejo, CA
  • 2016-11-22 → 2021-09-15
    Td Ameritrade Investment Management, Llc
    Irvine, CA
    Mission Viejo, CA
    Mission Viejo, CA
Other Businesses

Entity Name: Ramez Raheb Investment related: No Address: Private Residence Nature of the other business: Literature Position/Title/Relationship: Owner/Partner Start Date: 03/28/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I wrote two books that were published prior to employment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-22
S63 Uniform Securities Agent State Law Examination 2009-12-22
  • S66 Uniform Combined State Law Examination
    2016-11-22
  • S63 Uniform Securities Agent State Law Examination
    2009-12-22

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