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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-09 |
| KY | RA | APPROVED | 2026-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Lexington | KY | 06/2010 | 02/2026 |
| Bank Of America,Na | Lexington | KY | 09/2010 | 02/2026 |
| Raymond James & Associates, Inc. | Lexington | KY | 02/2026 | Present |
I*391393 For profit or not for profit: Entity Charitable Name of outside business organization: Refuge Ministries, Inc Investment related: No Address of business: Lexington, Kentucky, 40502 Nature of business: Charitable Organization Position, title, association: Board Member, Officer Start date of relationship: 1/1/2021 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 Duties: President of Board of Directors for a medical clinic that provides free medical and dental care to the uninsured and underinsured in Fayette and Jessamine Counties, KY. I*1684324 Entity Type, Church or Religious Organization Name of OBA: Southland Christian Church Address: Lexington, KY 40356 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/13/2024 Number of hours devoted: 12 hrs annually No Hours: No Hours during trading: 0 Duties: Member of finance committee - oversight and view of church's finance on a 12 member committee with voting authority on budget. I*: 2199259 Entity Type: Charitable Name of OBA: Man O War Swim Conference Address: Lexington, KY 40515 Investment Related: No Position, Title, Association: Board Member, Officer Employee Start Date: Number of Hours: 40 hrs annually Number of Hours during trading: 0 Duties: Local Swim Conference for South Lexington; President of Conference. Organize and preside over board meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-26 |
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