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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
KY RA APPROVED 2026-02-25
  • TX RA
    APPROVED
    Since 2026-06-09
  • KY RA
    APPROVED
    Since 2026-02-25

Branch Locations

489 East Main, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Lexington KY 06/2010 02/2026
Bank Of America,Na Lexington KY 09/2010 02/2026
Raymond James & Associates, Inc. Lexington KY 02/2026 Present
  • 06/2010 → 02/2026
    Merrill Lynch
    Lexington, KY
  • 09/2010 → 02/2026
    Bank Of America,Na
    Lexington, KY
  • 02/2026 → Present
    Lexington, KY
Previous Registrations
Other Businesses

I*391393 For profit or not for profit: Entity Charitable Name of outside business organization: Refuge Ministries, Inc Investment related: No Address of business: Lexington, Kentucky, 40502 Nature of business: Charitable Organization Position, title, association: Board Member, Officer Start date of relationship: 1/1/2021 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 Duties: President of Board of Directors for a medical clinic that provides free medical and dental care to the uninsured and underinsured in Fayette and Jessamine Counties, KY. I*1684324 Entity Type, Church or Religious Organization Name of OBA: Southland Christian Church Address: Lexington, KY 40356 Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/13/2024 Number of hours devoted: 12 hrs annually No Hours: No Hours during trading: 0 Duties: Member of finance committee - oversight and view of church's finance on a 12 member committee with voting authority on budget. I*: 2199259 Entity Type: Charitable Name of OBA: Man O War Swim Conference Address: Lexington, KY 40515 Investment Related: No Position, Title, Association: Board Member, Officer Employee Start Date: Number of Hours: 40 hrs annually Number of Hours during trading: 0 Duties: Local Swim Conference for South Lexington; President of Conference. Organize and preside over board meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-26
  • S66 Uniform Combined State Law Examination
    2010-08-26
Other Names
  • Seth Lawless
  • Seth Bradford
  • Seth Lawless
  • Seth Bradford Lawless

View on SEC IAPD

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