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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-01-18 |
Branch Locations
7676 Forsyth Blvd, Clayton, MO 63105 • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Mequon | WI | 06/2014 | 03/2017 |
| V Wealth Management, Llc | Overland Park | KS | 06/2014 | 03/2017 |
| Hightower Securities, Llc | St. Louis | MO | 03/2017 | 12/2018 |
| Hightower Advisors, Llc | St. Louis | MO | 03/2017 | 12/2018 |
| Bank Of America, N.A. | Saint Louis | MO | 12/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Louis | MO | 12/2018 | Present |
| Rogers And Company Wealth Advisors | St. Louise | MO | 06/2014 | 03/2017 |
05/10/2016: No Business Name - Author - Investment Related - No Location Address - Start 04/26/2016 - 3 Hr/Mo; 1 Hour(s) During Securities Trading - Book Title: The Uncommon Divorce. Will be using Amazon.com and Kindle to distribute the book as an ebook. There are no plans to print the book and re-sell in brick and mortar stores. I*423039, Entity Type: Entity Charitable, Name of OBA: Queen of Peace Center, Address: St. Louis, Missouri 63108, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 08/06/2020, No Hours: 1, No Hours during trading: 1, Duties: Providing family-centered behavioral healthcare for women, children and families. Providing services that give women and children the best chance for success by offering quality treatment; helping them meet their physical, psychological, emotional
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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