Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-13 |
| TX | RA | APPROVED_RES | 2023-11-13 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Ana | CA | 04/2014 | 11/2023 |
| Bank Of America, N.A. | Santa Ana | CA | 05/2014 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2023 | Present |
BASS ADDICTS; NOT INV. RELATED; CANYON LAKE, CA; TREASURER; EDUCATE MEMBERS ON LAKE CONSERVATION AND RESPONSIBLE ANGLING; START DATE 8/1/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PAY EVENT FEES AND GENERAL CLUB BILLS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-10 |
Reach out to this advisor