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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-23 |
| OH | RA | APPROVED | 2024-08-22 |
Branch Locations
3825 Edwards Rd. Suite 530, Cincinnati, OH 45209 • United States
Mason, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Cincinnati | OH | 04/2016 | 08/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2016 | 08/2024 |
| Rbc Capital Markets, Llc | Cincinnati | OH | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2016 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-22 |
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