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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-22 |
| CA | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Na | Newport Beach | CA | 01/2006 | 02/2023 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 01/2011 | 02/2023 |
| Unemployed | Tustin | CA | 02/2023 | 03/2023 |
| J.P. Morgan Securities Llc | Irvine | CA | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-28 |
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