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108 South 7Th Street, Richmond, IN 47374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Advisors Financial, Llc | Knightstown | IN | 08/2009 | Present |
| Secure Asset Financial Enterprises | Knightstown | IN | 12/1979 | Present |
| Simplifinancial Llc | Knightstown | IN | 09/2018 | Present |
SECURE ASSET FINANCIAL ENTERPRISES; INVESTMENT RELATED; KNIGHTSTOWN, IN 46148; INSURANCE SERVICES; OWNER/INSURANCE AGENT; 12/1979; SIMPLIFINANCIAL LLC; INVESTMENT RELATED; KNIGHTSTOWN, IN 46148; INSURANCE SERVICES; OWNER/INSURANCE AGENT; 09/2018; GREATER THAN 50% OF TIME SPENT IN HIS INSURANCE BUSINESSES. MR. HOUSE OFFERS THE SALE OF GOLD AS AN OUTSIDE BUSINESS ACTIVITY. STARTED OFFERING GOLD IN 11/2014 AND HE SPENDS LESS THAN 5% OF HIS TIME IN THIS ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-24 |
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