Brett Douglas Guiley

Current Employers

Employment History

• 12/2005 → 12/2017
  Raymond James & Associates, Inc.
  Richmond, IN
• 01/2018 → 10/2022
  Cantella & Co., Inc.
  Boston, MA
• 01/2018 → 11/2023
  Vista Investment Partners Llc
  Oklahoma City, OK
• 10/2022 → Present
  Level Four Financial, Llc
  Dallas, TX
• 11/2023 → Present
  Vista Investment Partners Ii, Llc
  Richmond, IN

Previous Registrations

• 2018-02-02 → 2023-11-20
  Vista Investment Partners Llc
  Richmond, IN
  Oklahoma City, OK
• 2006-01-12 → 2017-12-31
  Raymond James & Associates, Inc.
  Greenwood, IN
  Richmond, IN
• 2000-06-26 → 2006-01-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Richmond, IN

Other Businesses

1. VISTA INVESTMENT PARTNERS, LLC - REGISTERED RIA. INVESTMENT ADVISOR REPRESENTATIVE, MANAGEMENT OF CLIENT RELATIONSHIPS AND PORTFOLIOS / 140 HOURS PER MONTH DEVOTED DURING TRADING HOURS / STARTED 1/2018. INVESTMENT RELATED 2. VISTA INVESTMENT PARTNERS - DBA NAME FOR BROKERAGE BUSINESS CONDUCTED THROUGH LEVEL FOUR FINANCIAL, LLC., REGISTERED REPRESENTATIVE, 20 HOURS PER MONTH DEVOTED DURING TRADING HOURS / STARTED 10/2022. INVESTMENT RELATED 3. INSURANCE SALES, AGENT, SERVICES AND SELLS VARIOUS LINES OF NON-SECURITIES INSURANCE PRODUCTS AND FIXED ANNUITIES, DEVOTES APPROXIMATELY 60 HOURS PER MONTH WITH 50 BEING DURING TRADING HOURS / STARTED 3/2020. INVESTMENT RELATED 4. WOODSIDE DRIVE, LLC, COMMERCIAL PROPERTY CO-OWNER & LANDLORD, NOT SECURITIES RELATED, INVESTMENT PROPERTY, STARTED 5/30/2022, DEVOTE APPROXIMATELY 5 HOURS PER MONTH TO THIS ACTIVITY, ONE HOUR DURING TRADING HOURS 5. FARMING, NOT INVESTMENT RELATED, RENT OWNED PROPERTY TO FARMER FOR FARMER, STARTED 1/1/2022, NO TIME IS DEVOTED TO THIS ACTIVITY DURING TRADING HOURS. 6. WAYNE COUNTY FOUNDATION, STARTED 1/3/2023, COUNTY FOUNDATION NON-PROFIT THAT HOLDS AND MANAGED DONATIONS AND ENDOWMENTS FOR USE IN THE LOCAL COMMUNITY IN THE FORM OF DISTRIBUTIONS TO NON-PROFITS AND SCOLARSHIPS FOR LOCAL YOUTH. 1 HOUR PER MONTH IS DEVOTED TO THIS ACTIVITY DURING TRADING HOURS, I AM A VOLUNTEER BOARD MEMBER. 7. REID HEALTH GOVERNING BOARD, LOCAL HOSPITAL WHERE I SERVE ON THE FINANCE COMMITTEE, VOLUNTEER POSITION, HEALTH CARE NON-PROFIT. STARTED GOVERNING BOARD ON 1/3/2023. 1.5 HOURS PER MONTH IS DEVOTED TO THIS ACTIVITY DURING TRADING HOURS, I AM A VOLUNTEER BOARD MEMBER. 8. ORANGE HORIZON WEALTH, LLC, CONSULTING AND WEALTH MANAGEMENT, REGISTERED AGENT OF THE ENTITY, CEO, OVERSEE ALL OPERATIONS DECISIONS AND GROWTH OPPORTUNITIES, INVESTMENT RELATED, STARTED 5/20/2024, DEVOTE 20 HOURS PER WEEK WITH 15 DURING TRADING HOURS, 1 WOODSIDE DRIVE, RICHMOND IN 47374 9. BTC ADVISORS, LLC, PASSIVE HOLDING COMPANY FOR SHARES OF ORANGE HORIZON WEALTH, LLC, STARTED 5/20/2024, DEVOTE LESS THAN 1% OF TIME OUTSIDE OF TRADING HOURS TO THIS ENTITY, INVESTMENT RELATED, SHAREHOLDER AND PASSIVE OWNER, LOCATED AT 1 WOODSIDE DRIVE, RICHMOND IN 47374. 10. Wayne County Land Trust (part of my duties under Wayne County Foundation under the Impact Investment Committee) volunteer board member. 1 hour a month during business hours. We seek out blighted retail properties in downtown and seek to purchase and repurpose the properties through the use of historic land grants and tax credits. Funds for purchase come from the Foundation. 11. HODL Plan Ventures, LLC a single member (me) LLC on 2/15/26 for purposes of holding digital domain properties aka websites. Some of the websites will be developed as fully automated Ai chat bots for the financial planning industry. Subscription services could be offered in the future after a test phase proves my concept. No investment advice will be offered, but financial planning advice will be included.

Exams

• S66 Uniform Combined State Law Examination
  2000-06-08

Designations

Other Names

• Brett D Guiley
• Brett D. Guiley