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One Woodside Drive, Richmond, IN 47374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Richmond | IN | 10/2012 | 10/2016 |
| Cantella & Co., Inc. | Boston | MA | 01/2018 | 10/2022 |
| Raymond James | Richmond | IN | 09/2017 | 12/2017 |
| Vista Investment Partners Llc | Oklahoma City | OK | 01/2018 | 11/2023 |
| Unemployed | Richmond | IN | 11/2016 | 09/2017 |
| Vista Investment Partners Ii, Llc | Richmond | IN | 11/2023 | Present |
| Level Four Financial, Llc | Dallas | TX | 10/2022 | Present |
1) Vista Investment Partners, II - Registered RIA. Investment Advisor Representative, Management of Client Relationships and Portfolios / 170 Hours Per Month Devoted During Trading Hours/ Started 1/2018. Vista Investment Partners is also the DBA Name for Brokerage Business Conducted through Level Four Financial, LLC., Registered Representative, 20 Hours Per Month Devoted during Trading Hours/ Started 10/2022. Investment Related. 2) Insurance sales, Agent, services and sells various lines of non-securities insurance products and fixed annuities, devotes approximately 60 hours per month with 50 being during trading hours/ started 3/2020. Investment related. 3) Girl Scouts- Troop leader. Non-Profit, not investment related, approximately 4 hours a month are devoted to this activity outside of trading hours. Start date: 1-26-18 4) Indiana University East Chancellors Advisory Board: Board Member. Public University, Not investment related. Talk with Chancellor and other board members about the university needs and accomplishments. About .5 hours monthly devoted during trading hours. Start Date: 01/01/2019 5) Richmond Kiwanis Club, Non-Profit Civic Organization, Membership Chair. Supports the community activities of helping youth in the area. Not investment related, Attends club meetings and donates time for service projects. Approximately 4 hours are devoted a month during trading hours. 01/02/2018 6) First Presbyterian Church, Session Elder. Trading hours are only affected when I attend church functions happening during holy days 7) Richmond Education Association Building Belonging Coalition member, 0 trading hours, 1 hour monthly. 8) Trustee Morrison-Reeves Library, Vice President of the Board, No signatory privilege/ access to financial accounts. Started 1/2/2018, Devote approximately 2 hours per month outside of trading hours, 0 trading hours. Contribute options regarding projects, not investment related, no custody or control of fund or property 9) Wayne County Area Chamber of Commerce, Non-Profit, Serving on the Finance Committees. Meeting twice a year. Approximately 1.5 hour quarterly devoted during trading hours. Start Date: 01/02/2018. The Wayne County Area Chamber of Commerce exists to foster attractive, welcoming community that is rich in enterprise and growing in population and prosperity. 10) Girls, Inc., nonprofit organization, non-investment related committee member, Review finances presented by the Board of Directors along with other Committee Members, Start Date: 9/1/2022, Devote approximately 1 hour per month after market hours. 11) United Way of Whitewater Valley's Grants Committee Member, started 8/2/2024, Non-Profit Organization, Not investment related, Located in Richmond, IN, Devote 30 minutes of trading hours per month with 1 hour after trading hours. 12) Reid Health Foundation, started 1/10/2025, Non-Profit Foundation, Reid Hospital & Reid Health Care Services Foundation, Inc., d.b.a. Reid Health Foundation was incorporated as a 501(c)(3) not-for-profit organization in 1975. Board Member, located at 1100 Reid Parkway, Richmond, IN 47374, devote approximately 1/2 hour per month to this entity during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-06 |
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