Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Woodside Drive, Richmond, IN 47374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-10 |
| TX | RA | APPROVED | 2024-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Visionary Horizons | Knoxville | TN | 02/2016 | 12/2016 |
| Cetera Advisors | Denver | CO | 12/2016 | 06/2017 |
| Pnc Investments | Charlotte | NC | 08/2017 | 02/2018 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2018 | 09/2021 |
| Personal Capital Advisors Corporation | Richmond | IN | 09/2021 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 06/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2023 | 06/2024 |
| Level Four Financial, Llc | Dallas | TX | 06/2024 | Present |
| Vista Investment Partners | Richmond | IN | 06/2024 | Present |
1. 6/2024 - VISTA INVESTMENT PARTNERS, REGISTERED INVESTMENT ADVISOR, ROLE AS INVESTMENT ADVISOR RESPRESENTATIVE 2. 1/1/2025 - UNITED WAY OF WHITEWATER VALLEY, NON-PROFIT, NOT INVESTMENT RELATED, MEMBER OF BOARD OF DIRECTORS, 1 HOUR PER MONTH DEVOTED DURING TRADING HOURS, LOCATED AT 129 SOUTH 9TH STREET, RICHMOND IN 47374. 3. GIRLS INC, NON PROFIT, WORK WITH GIRLS FROM GRADES K - 10 PROVIDING MENTORING AND SUPPORTIVE SPACES, STARTED 1/12/2026, DEVOTE 3 HOURS PER MONTH WITH 1 HOUR BEING DURING TRADING HOURS, NOT INVESTMENT RELATED, FINANCE COMMITTEE AND BOD, LOCATED IN RICHMOND, IN.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-02 |
Reach out to this advisor